Bio
Profile
Experience
Kim & Chang (1994.12.-1997.8., 2019.8.-Present)
Managing Director and Global Head, Volcker Compliance Programme, Standard Chartered Group, Singapore (2016.10.-2019.6.)
Managing Director, Standard Chartered Bank, New York (2013.5.-2016.10.)
Executive Vice President and General Counsel, Standard Chartered Bank Korea Limited, Seoul (2010.9.-2013.5.)
Managing Director, Fixed Income Division (Exotics & Hybrids), J.P. Morgan, New York (2008.4.-2009.9.)
Managing Director, Fixed Income, Currencies & Commodities Division, Merrill Lynch, New York (2007.6.-2008.4.)
Co-Director of Structured Products, Brevan Howard Asset Management, New York (2006.9.-2007.4.)
Director, Legal & Compliance, Credit Suisse, New York (2000.1.-2006.8.)
Director, Legal & Compliance, Credit Suisse First Boston, Seoul (1997.9.-2000.1.)
Prickett Jones & Elliott, Wilmington, Delaware (1991.6.-1994.11.)
Representative Mattersshow
- Offering of the first Korean won denominated bond by the International Bank for Reconstruction & Development (IBRD)
- Listing of the first international Korean bond fund (Korea Bond Fund plc)
- First securitization of US life insurance and annuity assets
- Involvement in valuation of price paid to minority shareholders in appraisal proceedings that resulted in the then largest award arising from shareholder corporate litigation in the Delaware courts
- Involvement from initiation in sale of loan and credit assets by a major investment bank in the Bermuda reinsurance market
- Restructuring of US bank-held equity investments in Korea to meet US Bank Holding Company Act requirements
- Restructuring of the global trading business of a major bank to meet Volcker Rule requirements, including institution of specific processes and controls to ensure sustainability
Education
University of North Carolina at Chapel Hill (J.D., 1991)
University of North Carolina at Chapel Hill (M.B.A., 1991)
Harvard College (A.B., Economics, 1983)
Qualifications
Admitted to bar, New York, 2000; Delaware, 1992
Languages
Korean and English
Insights
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Newsletters
2025 Financial Supervisory Service Examination Plan: Key Agenda and Implications
2025.02.26 -
Newsletters
Financial Supervisory Service Announces 2025 Business Plan
2025.02.12 -
Newsletters
Financial Authorities Finalize and Enforce Sanctions Guidelines for Violation of Internal Control Management Obligations under Responsibilities Map
2024.12.20 -
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Financial Authorities Announce Proposed Sanction Guidelines for Violation of Internal Control Management and Initiate a Responsibilities Map Pilot Program
2024.07.22 -
Newsletters
Commentary on Amended Corporate Governance Act in Relation to Responsibilities Map Published
2024.07.03 -
Newsletters
Announcement of Revised Proposed Partial Amendment to Enforcement Decree of Act on Corporate Governance of Financial Companies
2024.05.30