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Financial Regulation & Compliance

"Kim & Chang is a dominant actor in the financial services regulatory practice
and is involved in many critical contentious matters."
– Asialaw Profiles 2018

Overview

Kim & Chang's Financial Regulation & Compliance Practice consists of attorneys, accountants and experts who are all well-versed in various issues of the finance sector. 

These professionals provide clients with legal advice of the highest quality on a wider range of financial regulation and compliance matters.

Drawing from our thorough understanding of legal interpretations and significant work experience as well as extensive knowledge and practice in complicated and specialized financial engineering issues, we have delivered comprehensive legal solutions to various kinds of challenges associated with financial regulations. 

Our practice assists clients on licensing of new businesses in Korea, mergers and acquisitions of financial institutions, registration of financial businesses and products, declaration of financial transactions to government agencies, interpretation of financial authorities’ regulations, and investigations, sanctions and audit by financial authorities. 

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