Bio
Profile
Experience
Kim & Chang (1997-Present)
Representative Mattersshow
- Advised major international investment banks operating in Korea on securities and banking law issues, as well as related matters such as electronic finance, bankruptcy, restructuring, derivatives regulations, etc.
- Represented foreign financial institutions, private equity funds, hedge funds and corporate clients in regulatory audits and investigations involving insider trading, market manipulation and other market abuse issues, and in subsequent prosecutorial investigations and criminal and civil proceedings.
- Advised on audits and investigations on equity-linked securities, equity-linked warrants, currency options, and short sale practices.
- Advised on the acquisition of a number of Korean securities companies and commercial banks by foreign investors.
- Represented private equity funds in their investment in Korean listed and non-listed companies.
- Advised on the government relations issues in respect of regulatory hurdles faced by global business operators.
Representative Activitiesshow
Publications/Activities
- Recent trends and issues in the Korean short sale regime (Co-author, IFLR, 2024)
- The Financial Technology Law Review (Edition 4): Korea Chapter (Co-author, Law Business Research, 2021)
- Euromoney Financial Crime & Cyber Security Handbook 2014/15: Korea chapter (Co-author, Euromoney Institutional Investor PLC, 2014)
- “Dealing with firewalls”, Regulatory Compliance & Enforcement: South Korea, IFLR June 2013 (Co-author, Euromoney Institutional Investor PLC, 2013.6.)
Education
University of Toronto, Law School (LL.B., 1997)
McGill University (B. Com., First Class Honours, 1993)
Qualifications
Admitted to bar, New York, 1997
Languages
English, Korean, French and Japanese
Insights
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Newsletters
Proposed Amendments to Electronic Financial Transactions Act
2025.01.17 -
Newsletters
Government’s System Improvement Plan in Response to WeMakePrice and TMON Incident
2024.10.25 -
Newsletters
Recent Changes to the Korean Short Sale Rules
2024.09.05 -
Newsletters
Guidelines for Short Sale Internal Control and Inventory Management Systems
2024.08.27 -
Newsletters
Procedures for Amending Subordinate Regulations of Corporate Governance Act That Introduces Responsibilities Map Completed and Effective Since July 3, 2024
2024.07.19 -
Newsletters
Enactment of Regulations on the Investigation of Virtual Asset Markets
2024.07.19