Bio
Profile
Experience
Kim & Chang (1997-Present)
Representative Mattersshow
- Advised major international investment banks operating in Korea on securities and banking law issues, as well as related matters such as electronic finance, bankruptcy, restructuring, derivatives regulations, etc.
- Represented foreign financial institutions, private equity funds, hedge funds and corporate clients in regulatory audits and investigations involving insider trading, market manipulation and other market abuse issues, and in subsequent prosecutorial investigations and criminal and civil proceedings.
- Advised on audits and investigations on equity-linked securities, equity-linked warrants, currency options, and short sale practices.
- Advised on the acquisition of a number of Korean securities companies and commercial banks by foreign investors.
- Represented private equity funds in their investment in Korean listed and non-listed companies.
- Advised on the government relations issues in respect of regulatory hurdles faced by global business operators.
Representative Activitiesshow
Publications/Activities
- The Financial Technology Law Review (Edition 4): Korea Chapter (Co-author, Law Business Research, 2021)
- Euromoney Financial Crime & Cyber Security Handbook 2014/15: Korea chapter (Co-author, Euromoney Institutional Investor PLC, 2014)
- “Dealing with firewalls”, Regulatory Compliance & Enforcement: South Korea, IFLR June 2013 (Co-author, Euromoney Institutional Investor PLC, 2013.6.)
Education
University of Toronto, Law School (LL.B., 1997)
McGill University (B. Com., First Class Honours, 1993)
Qualifications
Admitted to bar, New York, 1997
Languages
English, Korean, French and Japanese
Insights
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Newsletters
Introduction of Administrative Penalty for Market Abuse Behaviors and Implementation of Leniency Program
2023.09.27 -
Newsletters
Establishment of Joint Investigation Unit to Counter Virtual Asset Crimes
2023.09.27 -
Newsletters
New Rules on Securities Fraud and Manipulation
2023.07.06 -
Newsletters
Use of Software as a Service (“SaaS”) Through Financial Regulatory Sandbox
2023.07.06 -
Newsletters
Regulations on Call Options and Refixing for Convertible Preferred Shares Issued by Listed Companies
2023.07.06 -
Newsletters
Key Details of Bill for Protection of Virtual Asset Users
2023.07.06