Bio
Profile
Experience
Advisor to Compliance Monitoring Committee, Korea Exchange (KRX) (2014-2017)
Kim & Chang (2008-Present)
Head of Compliance, Citigroup Global Market Korea Securities, Ltd. (2007-2008)
Lecturer, Graduate School of Interpretation & Translation, Hankuk University of Foreign Studies (2006)
Senior Legal Counsel, Corporate Investment Banking & Private Banking Group, Citibank Korea Inc. (2005-2007)
Cleary Gottlieb Steen and Hamilton, New York Office (2003-2004)
Yulchon LLC (1999-2004)
Representative Activitiesshow
Awards
- External Counsel of the Year, In-House Community Counsels of the Year Awards 2016 (Pacific Business Press, 2016)
Publications/Activities
- Practical Summaries of Crypto Regulation and Law - South Korea (Co-author, The Elliptic Crypto Compliance Hub, 2022)
- Regulatory Intelligence - South Korea: Anti-Money Laundering (Co-author, Thomson Reuters, 2019, 2021-2022)
- Regulatory Intelligence - South Korea: Securities and Banking (Co-author, Thomson Reuters, 2016-2017)
- Getting the Deal Through - Private Banking & Wealth Management: Korea chapter (Co-author, Law Business Research, 2016)
- “Dealing with firewalls,” Regulatory Compliance & Enforcement: South Korea, IFLR June 2013 (Co-author, Euromoney Institutional Investor PLC, 2013.6.)
- Financial Regulation and Internal Control of England- Risk Basis System, Auditor Magazine (Public Company Association, 2012.9.)
- Management Structure and Internal Control of the England- Principle Basis, Auditor Magazine (Public Company Association, 2012.8.)
- Protection of Whistleblowers in the US, Auditor Magazine (Public Company Association, 2012.7.)
- Internal Control of Financial Institution, Auditor Magazine (Public Company Association, 2012.4.)
- Recommendation on the Tax Treaty between Korea and the U.S. (1999)
Education
Graduate School of Finance and Macroeconomic Policy, KDI School of Public Policy and Management (Completed Master’s Coursework, 2016)
New York University School of Law (LL.M., Corporate Law, 2003)
Graduate School of Law, Seoul National University (LL.M., Taxation, 1999)
Judicial Research and Training Institute of the Supreme Court of Korea (1996)
College of Law, Seoul National University (LL.B., 1994)
Qualifications
Admitted to bar, Korea, 1996; New York, 2003
Languages
Korean and English
Insights
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Newsletters
Strengthened Short Sale Regulations and Enforcements
2023.04.14 -
Newsletters
Overhaul of the Regulatory Regime around the Issuance and Distribution of Security Tokens in Korea
2023.02.27 -
Newsletters
FX Market Structural Improvement Plan
2023.02.13 -
Newsletters
Proposed Changes to Promote Foreign Investments in Korea
2023.01.27 -
Newsletters
FSC Announces Measures to Strengthen Penalties for Unfair Trade Practices in Capital Markets Sector
2023.01.06 -
Newsletters
New Administration’s National Agenda on Financial Services Sector
2022.05.11